Harold C. Heintz III

Harold has his Series 6, 63, and, 65 registrations. He is an integral part of the flex financial planning team in his role as a Registered Representative and Registered Office Assistant. He joined the company in the autumn of 2020 after leaving the Private Client Platform at J.P. Morgan Chase. Harold received his Bachelor of Arts in communication and marketing from the University at Albany State University of New York in 2016.

Harold’s primary roles include client onboarding, conducting client investment review meetings, portfolio analyses, transferring accounts, general account maintenance, and supporting Rachel Lauber, CFP® with many of our over 1,000 clients. Harold has strong attention to detail and a fastidious approach to client management.

Harold looks forward to getting to know all our clients and continuing to cultivate rewarding experiences for them. He lives with his girlfriend, Taylor, in Rensselaer County, and in his downtime, he enjoys skiing, kayaking, watching sports (Go Bills!), cooking, and spending time with his family, and friends, and dogs Wrigley and Rufus.