Broker Check
Harold C. Heintz III

Harold C. Heintz III

Investment Advisor Representative

Harold has his Series 6, 63, and 65 registrations and is studying for the Series 7 registration. He is an integral part of the flex financial planning team in his role as an Investment Advisor Representative. He joined the company in the autumn of 2020 after leaving the Private Client Platform at J.P. Morgan Chase. Harold received his Bachelor of Arts in communication and marketing from the University at Albany State University of New York in 2016.

Harold’s primary roles include conducting client investment review meetings, portfolio analyses, income planning, and supporting Rachel Lauber, CFP® with our many clients. Harold has strong attention to detail and a fastidious approach to client management.

Harold enjoys in-depth conversations, goal discovery, and working to cultivate rewarding experiences with our clients. He lives with his fiancée, Taylor, in Schenectady County. In his downtime, he enjoys skiing, cooking, kayaking, watching sports (Go Bills!), and spending time with his family, friends, and dogs Wrigley, Daisy, and Bailey.